Guanzhuo Qiao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guanzhuo Qiao was a registered financial professional .
Guanzhuo is a previously registered financial professional and started their career in finance in 2021. Guanzhuo had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2021 - March 28, 2023
QUANTEL ASSET MANAGEMENT LLC
Primary Firm SEC Registration
QUANTEL ASSET MANAGEMENT LLC
CRD#: 311013 / SEC#: 801-119860
State Registrations and Notice Filings
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Current Firm
QUANTEL ASSET MANAGEMENT LLC
CRD#: 311013 / SEC#: 801-119860
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 30,413,050 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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