EK
Ethan C. Kok
SAGE WEALTH PLANNING
GEORGETOWN, TX 78626
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CRD#: 7370947
EK
Professional summary
Ethan Christopher Kok, who also goes by Ethan C Kok, Ethan Kok, is a registered financial advisor currently at SAGE WEALTH PLANNING located in Georgetown, Texas.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ethan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ethan C Kok | Ethan Kok
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Twin Capital Investments, LLC investment-related private residence in Georgetown, TX real estate investment company Member April 2019 1 hour per month 0 hours during trading I use my own capital to invest in small multi-unit buildings. I also help manage the properties. Fuller Family Investments, LLC investment-related private residence in Georgetown, TX real estate investment company Member February 2021 1 hour per month 0 hours during trading I use my own capital to invest in small multi-unit buildings. I also help manage the properties.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Christopher Kok's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2021 - Present
SAGE WEALTH PLANNING
Office #1: 116 W 8th Street Unit 207, Georgetown, TX 78626RIA
CRD#: 300747
GEORGETOWN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGE WEALTH PLANNING
SAGE WEALTH PLANNING | SAGE WEALTH PLANNING, LLC
CRD#: 300747 / SEC#: 801-133767
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Michigan
Registered Investment Advisory firm - (7/22/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/8/2025 Terminated)South Carolina
Registered Investment Advisory firm - (7/8/2025 Terminated)Texas
Registered Investment Advisory firm - (7/8/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/6/2022)
Current Firm
SW
SAGE WEALTH PLANNING
SAGE WEALTH PLANNING | SAGE WEALTH PLANNING, LLC
CRD#: 300747 / SEC#: 801-133767
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Michigan
Registered Investment Advisory firm - (7/22/2025 Terminated)Missouri
Registered Investment Advisory firm - (7/8/2025 Terminated)South Carolina
Registered Investment Advisory firm - (7/8/2025 Terminated)Texas
Registered Investment Advisory firm - (7/8/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
116 W 8th Street Unit 207, Georgetown, TX 78626
Mailing Address
Phone number
(231) 221-2448
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 465 |
| AUM (Assets Under Management) | $ 113,690,580 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
