Nicholas L. Elrod

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CRD#: 7370834

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Lee Elrod was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2021. Nicholas had worked at 6 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TomiPlan, Not investment-related, Everspire Plaza 6900 S. 900 E., STE. 200, MIDVALE, UT 84047, Financial Planning, Refers business to TomiPlan (position: investment-related), 03/31/2026, 10 hours/month, 10 hours.month during securities trading hours, Receives a referral fee for referring business to TomiPlan (Financial Planning Company). No securities or financial products are offered at TomiPlan.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 16, 2026 - September 4, 2026

EVERSPIRE

RIA

CRD#: 222515

Denver, CO

Past

April 16, 2026 - September 4, 2026

MHL INVESTMENTS

CRD#: 2535

MIDVALE, UT

Past

June 3, 2025 - March 6, 2026

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Greenwood Village, CO

Past

March 21, 2025 - March 31, 2026

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

Greenwood Village, CO

Past

September 10, 2023 - April 28, 2025

RISEMINT

RIA

CRD#: 289567

EVERGREEN, CO

Past

October 26, 2021 - September 1, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

June 11, 2021 - September 1, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERSPIRE

CRD#: 222515 / SEC#: 801-116983

RIA

Registered Investment Advisory firm - (7/17/2019 Approved)

Arizona

Registered Investment Advisory firm - (8/7/2019 Terminated)

California

Registered Investment Advisory firm - (9/6/2019 Terminated)

Idaho

Registered Investment Advisory firm - (8/7/2019 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2019 Terminated)

Utah

Registered Investment Advisory firm - (8/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 65

Status Unavailable

Passed: 10/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 8/6/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Status Unavailable

Passed: 5/2/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 2/5/2021

Securities Industry Essentials Examination

Current Firm

EVERSPIRE

CRD#: 222515 / SEC#: 801-116983

RIA

Registered Investment Advisory firm - (7/17/2019 Approved)

Arizona

Registered Investment Advisory firm - (8/7/2019 Terminated)

California

Registered Investment Advisory firm - (9/6/2019 Terminated)

Idaho

Registered Investment Advisory firm - (8/7/2019 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2019 Terminated)

Utah

Registered Investment Advisory firm - (8/7/2019 Terminated)

PREMIUM

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Contact information

Main Address

6900 South 900 East Suite 200, Midvale, UT 84047

Mailing Address

Phone number

(801) 545-8706

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSPIRE FIRM BROCHURE (3/27/2026)

Regulatory assets under management

Total Number of Accounts	1,932
AUM (Assets Under Management)	$ 247,716,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas L. Elrod

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MHL INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

APOLLON WEALTH MANAGEMENT, LLC

RISEMINT

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

EVERSPIRE

State Registrations and Notice Filings

Exams

Series 65

Passed: 10/24/2021

Series 63

Passed: 8/6/2021

Series 6TO

Passed: 5/2/2021

SIE

Passed: 2/5/2021

Current Firm

EVERSPIRE

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERSPIRE

TRUST BUT VERIFY

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