Luther E. Oliver
Professional summary
Luther Ernest Oliver was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Luther is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Luther had worked at 3 firms, which includes STEPHEN INVESTMENT SECURITIES INC., WHITEHALL-PARKER SECURITIES INC., O. R. SECURITIES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 1989 - April 29, 1993
STEPHEN INVESTMENT SECURITIES, INC.
June 2, 1989 - August 8, 1989
WHITEHALL-PARKER SECURITIES, INC.
November 12, 1981 - June 9, 1989
O. R. SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STEPHEN INVESTMENT SECURITIES, INC.
CRD#: 24374 / SEC#: , 8-41334
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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