Aaron Switalski

NORTHCOAST RESEARCH PARTNERS

Cleveland, OH 44114

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CRD#: 7370680

Professional summary

Aaron Switalski is a registered financial advisor currently at NORTHCOAST RESEARCH PARTNERS, LLC located in Cleveland, Ohio.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Aaron has worked at 2 firms and has passed the Series 66, Series 63, Series 86, Series 87, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of July 2023, staff/performer at Spectacular Party Entertainment located at 10810 Nollwood Dr, Chardon, OH 44024. Less than 1 hour per month devoted to the other business and 0 hours per month during securities trading hours. Not investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Switalski's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Aaron Switalski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street 15th Floor, Cleveland, OH 44114

RIA

CRD#: 149109

Cleveland, OH

Current

April 13, 2022 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street 15th Floor, Cleveland, OH 44114

RIA

CRD#: 149109

Cleveland, OH

Past

June 18, 2021 - March 22, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Richfield, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/18/2023)

Ohio
(5/18/2023)

IAR

Ohio
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/19/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 2/26/2024

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/31/2023

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7TO

Date: 6/18/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/13/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NORTHCOAST RESEARCH PARTNERS, LLC

CONTINUUM RESEARCH PARTNERS, LLC | NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109 / SEC#: , 8-68115

Ohio

Registered Investment Advisory firm - SEC (6/23/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1301 East Ninth Street 15th Floor, Cleveland, OH 44114

Mailing Address

1301 East Ninth Street 15th Floor, Cleveland, OH 44114

Phone number

(216) 468-6950

Established

Ohio since 10/29/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NORTHCOAST RESEARCH HOLDINGS, LLC	SOLE MEMBER / PARENT
MEHTA, KARTIK	MANAGING OFFICER	3034087
RAFFA, SALVATORE ANTONINO	CHIEF FINANCIAL OFFICER	3213782
RIZZO, MARTIN PAUL	PRESIDENT AND CCO	1520499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron Switalski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Switalski's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Aaron Switalski's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHCOAST RESEARCH PARTNERS, LLC

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2023

Series 63

Date: 7/19/2021

Series 86

Date: 2/26/2024

Series 87

Date: 8/31/2023

Series 7TO

Date: 6/18/2021

SIE

Date: 4/13/2021

FINRA

Current Firm

NORTHCOAST RESEARCH PARTNERS, LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NORTHCOAST RESEARCH PARTNERS, LLC

TRUST BUT VERIFY

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