PC
Peter G. Carchedi
LEIGH BALDWIN & CO.
Millville, DE
Some features on this profile are disabled
CRD#: 737016
PC
Professional summary
Peter Gerard Carchedi, who also goes by Peter G Carchedi, is a registered financial advisor currently at LEIGH BALDWIN & CO., LLC located in Millville, Delaware.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Peter has worked at 5 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter G Carchedi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/2002: PETER G CARCHEDI CLU, INC.: LIFE, HEALTH, DENTAL, DISABILITY, FIXED INSURANCE, LONG TERM CARE, P&C ; 70% OF TIME SPENT ON THIS BUSINESS, 6 DURING MARKET HOURS; 80% OWNER OF BUSINESS. 2. TEACH PRE-LICENSING & CE COURSES THROUGH UTICA SCHOOL OF COMMERCE AND MVCC; NON INVESTMENT RELATED; 0 HOURS/MARKET HOURS. 3. TREASURER OF KNIGHTS OF PYTHIAS; NON INVESTMENT RELATED; 0 HOURS/MARKET HOURS. 4. BOARD MEMBER GREATER CENTRAL NY HEALTH UNDERWRITERS ASSOCIATION; NON INVESTMENT RELATED; 1 HR/ MONTH DURING NON TRADING HOURS. 5. TOWN OF PARIS BOARD OF ASSESSMENT REVIEW; 1 DAY/YEAR WHILE MARKET IS OPEN 5-8:00; NON INVESTMENT RELATED. 6. BOARD MEMBER, TREASURER UPSTATE SPORTS CHARITIES; 20-30 HRS/ YEAR, 0 DURINGMARKET HOURS; NO OWNERSHIP; NON INVESTMENT RELATED. 7. TREASURER PINE STEPPERS SQUARE DANCE CLUB; NON INVESTMENT RELATED; 5 HRS/MONTH DURING NON TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Gerard Carchedi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Gerard Carchedi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2021 - Present
LEIGH BALDWIN & CO., LLC
RIA
BD
CRD#: 38751
Millville, DE
Current
August 14, 1997 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 112 Albany Street, Cazenovia, NY 13035RIA
BD
CRD#: 38751
Cazenovia, NY
Past
April 3, 1995 - August 12, 1997
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Past
April 27, 1988 - July 28, 1994
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
October 15, 1986 - December 15, 1988
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
October 26, 1981 - October 21, 1986
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LB
LEIGH BALDWIN & CO., LLC
DOLLAR INVESTMENT CLUB ("DINC") | SWAN SECURITIES, L.L.C. | LEIGH BALDWIN ADVISORY | LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
RIA
Registered Investment Advisory firm - SEC (6/24/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/30/2010)
RR
Florida(8/26/2015)
RR
New Hampshire(2/4/2021)
RR
New York(11/24/1997)
IAR
New York(3/29/2021)
RR
North Carolina(2/10/2021)
IAR
Pennsylvania(1/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LB
LEIGH BALDWIN & CO., LLC
DOLLAR INVESTMENT CLUB ("DINC") | SWAN SECURITIES, L.L.C. | LEIGH BALDWIN ADVISORY | LEIGH BALDWIN & CO., LLC
CRD#: 38751 / SEC#: 801-69290, 8-48385
RIA
Registered Investment Advisory firm - SEC (6/24/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
112 Albany Street, Cazenovia, NY 13035
Mailing Address
112 Albany Street, Cazenovia, NY 13035-0660
Phone number
(315) 655-2964
Established
Delaware since 01/31/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (13 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 285,522,208 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
