Pierce I. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierce I Johnson was a registered financial professional .
Pierce is a previously registered financial professional and started their career in finance in 2021. Pierce had worked at 2 firms and has passed the Series 63, Series 22TO, Series 52TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2024 - May 23, 2025
LOOP CAPITAL MARKETS LLC
February 17, 2022 - March 18, 2024
LOOP CAPITAL MARKETS LLC
September 15, 2021 - February 15, 2022
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 9/4/2024
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 2/17/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 9/15/2021
General Securities Representative ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
