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DD

Dominic H. Dekker

ALBERT SECURITIES
Santa Barbara, CA 93101
Some features on this profile are disabled
CRD#: 7370051
DD

Professional summary


Dominic Henry Dekker, who also goes by Dominic H Dekker, Dominic Henry Dekker, Franklin Dekker, is a registered financial professional currently at ALBERT SECURITIES, LLC located in Santa Barbara, California.

Dominic is registered as a RR (Registered Representative) and started their career in finance in 2021. Dominic has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dominic H Dekker | Dominic Henry Dekker | Franklin Dekker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dominic Henry Dekker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 21, 2023 - Present

ALBERT SECURITIES, LLC

Office #1: 126 E Haley St, Suite A2, Santa Barbara, CA 93101
BD
CRD#: 305928
Santa Barbara, CA
Past

September 21, 2023 - December 8, 2023

ALBERT INVESTMENTS, LLC

RIA
CRD#: 298006
Palm Harbor, FL
Past

January 3, 2022 - June 30, 2023

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Lake Mary, FL
Past

September 20, 2021 - December 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ORMOND BEACH, FL
Past

July 19, 2021 - December 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ORMOND BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/21/2023)
RR
Alaska
(9/21/2023)
RR
Arizona
(9/21/2023)
RR
Arkansas
(9/21/2023)
RR
California
(9/21/2023)
RR
Colorado
(9/21/2023)
RR
Connecticut
(9/21/2023)
RR
Delaware
(9/21/2023)
RR
District of Columbia
(9/21/2023)
RR
Florida
(9/21/2023)
RR
Georgia
(9/21/2023)
RR
Hawaii
(9/21/2023)
RR
Idaho
(9/21/2023)
RR
Illinois
(9/21/2023)
RR
Indiana
(9/21/2023)
RR
Iowa
(9/21/2023)
RR
Kansas
(9/21/2023)
RR
Kentucky
(9/21/2023)
RR
Louisiana
(9/21/2023)
RR
Maine
(9/21/2023)
RR
Maryland
(9/21/2023)
RR
Massachusetts
(9/21/2023)
RR
Michigan
(9/21/2023)
RR
Minnesota
(9/21/2023)
RR
Mississippi
(9/21/2023)
RR
Missouri
(9/21/2023)
RR
Montana
(9/21/2023)
RR
Nebraska
(9/21/2023)
RR
Nevada
(9/21/2023)
RR
New Hampshire
(9/21/2023)
RR
New Jersey
(9/21/2023)
RR
New Mexico
(9/21/2023)
RR
New York
(9/21/2023)
RR
North Carolina
(9/21/2023)
RR
North Dakota
(9/21/2023)
RR
Ohio
(9/21/2023)
RR
Oklahoma
(9/21/2023)
RR
Oregon
(9/21/2023)
RR
Pennsylvania
(9/21/2023)
RR
Puerto Rico
(9/21/2023)
RR
Rhode Island
(9/21/2023)
RR
South Carolina
(9/21/2023)
RR
South Dakota
(9/21/2023)
RR
Tennessee
(9/21/2023)
RR
Texas
(9/21/2023)
RR
Utah
(9/21/2023)
RR
Vermont
(9/21/2023)
RR
Virgin Islands
(9/21/2023)
RR
Virginia
(9/21/2023)
RR
Washington
(9/21/2023)
RR
West Virginia
(9/21/2023)
RR
Wisconsin
(9/21/2023)
RR
Wyoming
(9/21/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/17/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/19/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ALBERT SECURITIES, LLC
ALBERT SECURITIES, LLC

CRD#: 305928 / SEC#: , 8-70459

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
126 E Haley St, Suite A2, Santa Barbara, CA 93101
Mailing Address
440 N Barranca Ave #3801, Covina, CA 91723
Phone number
(805) 465-2674
Established
Delaware since 10/04/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ALBERT CORPORATIONOWNER
FRIEDMAN, MICHAEL JCEO & CCO6381659
WALD, COURTNEY LPFO/FINOP7331409

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALBERT SECURITIES, LLC

CRD#: 305928Santa Barbara, CA 93101

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