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RB

Raynald Brulotte

HOVEY CAPITAL PARTNERS LLC
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 7370047
RB

Professional summary


Raynald Brulotte, who also goes by Ray Brulotte, is a registered financial professional currently at HOVEY CAPITAL PARTNERS LLC located in Boca Raton, Florida.

Raynald is registered as a RR (Registered Representative) and started their career in finance in 2022. Raynald has worked at 2 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ray Brulotte

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Raynald Brulotte's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2023 - Present

HOVEY CAPITAL PARTNERS LLC

Office #1: 1900 Glades Road, Suite 500-65, Boca Raton, FL 33431
BD
CRD#: 326512
Boca Raton, FL
Past

February 4, 2022 - June 26, 2023

THREE OCEAN SECURITIES LLC

BD
CRD#: 166387
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/1/2024)
RR
Florida
(12/21/2023)
RR
Illinois
(1/8/2024)
RR
Massachusetts
(3/22/2024)
RR
New York
(12/22/2023)
RR
North Carolina
(2/1/2024)
RR
Pennsylvania
(1/2/2024)
RR
Texas
(1/9/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/26/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/7/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 11/6/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 2/4/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HC
HOVEY CAPITAL PARTNERS LLC
HOVEY CAPITAL PARTNERS LLC

CRD#: 326512 / SEC#: , 8-71105

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1900 Glades Road Suite 500-65 4th Floor, Boca Raton, FL 33431
Mailing Address
1900 Glades Road Suite 500-65 4th Floor, Boca Raton, FL 33431
Phone number
(561) 879-4601
Established
Delaware since 03/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HOVEY CAPITAL PARTNERS INC.MEMBER
BRULOTTE, RAYNALDCEO/CCO/PRESIDENT7370047
COSTENBADER, WALTER RUSSELLFINOP1828345

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOVEY CAPITAL PARTNERS LLC

CRD#: 326512Boca Raton, FL 33431

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