SH
Stephan J. Hanzlik
MORGAN STANLEY
New York, NY 10004
Some features on this profile are disabled
CRD#: 7369880
SH
Professional summary
Stephan J Hanzlik, who also goes by Stephan John Hanzlik, Stephan Hanzlik, Steve Hanzlik, Stevie John Hanzlik, is a registered financial professional currently at MORGAN STANLEY located in New York, New York and EQUITYZEN SECURITIES LLC located in New York, New York.
Stephan is registered as a RR (Registered Representative) and started their career in finance in 2021. Stephan has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Stephan John Hanzlik | Stephan Hanzlik | Steve Hanzlik | Stevie John Hanzlik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephan J Hanzlik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
MORGAN STANLEY
Office #1: 1 New York Plaza Corp Equity Solutions & Annuities/insurance Review, New York, NY 10004Office #2: 2000 Westchester Ave (home Office), Purchase, NY 10577RIA
BD
CRD#: 149777
New York, NY
Current
April 10, 2026 - Present
EQUITYZEN SECURITIES LLC
Office #1: 1 New York Plaza 12th Floor, New York, NY, 10004BD
CRD#: 281820
NEW YORK, NY
Past
February 9, 2022 - March 24, 2023
EQUITYZEN SECURITIES LLC
BD
CRD#: 281820
NEW YORK, NY
Past
July 2, 2021 - January 26, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2023)
RR
Alaska(5/24/2023)
RR
Arizona(5/24/2023)
RR
Arkansas(5/24/2023)
RR
California(5/24/2023)
RR
Colorado(5/24/2023)
RR
Connecticut(5/24/2023)
RR
Delaware(5/24/2023)
RR
District of Columbia(5/24/2023)
RR
Florida(5/24/2023)
RR
Georgia(5/24/2023)
RR
Hawaii(5/24/2023)
RR
Idaho(5/24/2023)
RR
Illinois(5/24/2023)
RR
Indiana(5/24/2023)
RR
Iowa(5/24/2023)
RR
Kansas(5/24/2023)
RR
Kentucky(5/24/2023)
RR
Louisiana(5/24/2023)
RR
Maine(5/24/2023)
RR
Maryland(5/24/2023)
RR
Massachusetts(5/24/2023)
RR
Michigan(5/24/2023)
RR
Minnesota(5/24/2023)
RR
Mississippi(5/24/2023)
RR
Missouri(5/24/2023)
RR
Montana(5/24/2023)
RR
Nebraska(5/24/2023)
RR
Nevada(5/24/2023)
RR
New Hampshire(5/24/2023)
RR
New Jersey(5/24/2023)
RR
New Mexico(5/24/2023)
RR
New York(5/24/2023)
RR
North Carolina(5/24/2023)
RR
North Dakota(5/24/2023)
RR
Ohio(5/24/2023)
RR
Oklahoma(5/24/2023)
RR
Oregon(5/24/2023)
RR
Pennsylvania(5/24/2023)
RR
Puerto Rico(5/24/2023)
RR
Rhode Island(5/24/2023)
RR
South Carolina(5/24/2023)
RR
South Dakota(5/24/2023)
RR
Tennessee(5/24/2023)
RR
Texas(5/24/2023)
RR
Utah(5/24/2023)
RR
Vermont(5/24/2023)
RR
Virgin Islands(5/24/2023)
RR
Virginia(5/24/2023)
RR
Washington(5/24/2023)
RR
West Virginia(5/24/2023)
RR
Wisconsin(5/24/2023)
RR
Wyoming(5/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC
CRD#: 281820 / SEC#: , 8-69689
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 New York Plaza 12th Floor, New York, NY, 10004
Mailing Address
1 New York Plaza 12th Floor Suite 1200, New York, NY, 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
