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Tucker J Dunn

CRD# 7369286·Registered 2021 - 2025
Previously Registered: Being a previously registered professional could mean that Tucker is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tucker J Dunn, who also goes by Tucker James Dunn, was a registered financial advisor. Tucker was a previously registered financial professional and started their career in finance 2021 - 2025. Tucker had worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tucker James Dunn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

MODERN TRADERS·CRD# 314643
RIA
Afton, OK
August 1, 2024 - December 31, 2025
MODERN TRADERS·CRD# 314643
RIA
Afton, OK
August 13, 2021 - December 31, 2023

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Current Firm

MT
MODERN TRADERS

MODERN TRADERS | MODERN TRADERS LLC

CRD#: 314643

Contact Information

Main Address

Afton, OK

Phone Number

(316) 303-2828

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

5

AUM (Assets Under Management)

$282,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Private Wealth Management Intern at Robert W. Baird & Co.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2021About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2023About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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