KC
Katherine A. Cook
ABACUS FINANCIAL PLANNING
Kirkland, WA
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CRD#: 7368951
KC
Professional summary
Katherine Ann Cook is a registered financial advisor currently at ABACUS FINANCIAL PLANNING located in Kirkland, Washington.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Katherine has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Katherine Cook is a minority owner and member of GPN Alliance, a member owned corporation. Its members include Garrett Planning Network members as well as other industry leaders passionate about delivering Fee-Only, Advice-Only, Accessible financial planning services. This activity amounts to less than 1 percent of her time, outside of trading hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Ann Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2021 - Present
ABACUS FINANCIAL PLANNING
RIA
CRD#: 314646
Kirkland, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(1/18/2022)
IAR
Washington(6/11/2021)
Current Firm
AF
ABACUS FINANCIAL PLANNING
ABACUS FINANCIAL PLANNING | BIG RED ABACUS, LLC | ABACUS FINANCIAL PLANNING, LLC
CRD#: 314646 / SEC#:
Louisiana
Registered Investment Advisory firm - (1/18/2022 Approved)Washington
Registered Investment Advisory firm - (6/11/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11335 Ne 122nd Way Suite 105, Kirkland, WA 98034
Mailing Address
Phone number
(425) 312-3621
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 4,709,203 |
Red Flags
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