Conrad T. Adam

ELGETHUN CAPITAL MANAGEMENT

Sioux Falls, SD 57104

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CRD#: 7368901

Professional summary

Conrad Thomas Adam is a registered financial advisor currently at ELGETHUN CAPITAL MANAGEMENT located in Sioux Falls, South Dakota.

Conrad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Conrad has worked at 2 firms and has passed the Series 3 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently registered with FINRA and an employee at Hirtle Callaghan & Co., a registered investment advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad Thomas Adam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2022 - Present

ELGETHUN CAPITAL MANAGEMENT

Office #1: 231 S. Phillips Ave. Suite 201, Sioux Falls, SD 57104

RIA

CRD#: 127616

Sioux Falls, SD

Past

July 23, 2021 - June 3, 2022

HIRTLE, CALLAGHAN & CO., LLC

RIA

CRD#: 105403

Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELGETHUN CAPITAL MANAGEMENT

CRD#: 127616 / SEC#: 801-66560

RIA

Registered Investment Advisory firm - (5/19/2006 Approved)

South Dakota

Registered Investment Advisory firm - (12/6/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Dakota
(6/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 7/22/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 4/7/2021

Securities Industry Essentials Examination

Current Firm

ELGETHUN CAPITAL MANAGEMENT

CRD#: 127616 / SEC#: 801-66560

RIA

Registered Investment Advisory firm - (5/19/2006 Approved)

South Dakota

Registered Investment Advisory firm - (12/6/2006 Terminated)

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Contact information

Main Address

231 S. Phillips Ave. Suite 201, Sioux Falls, SD 57104

Mailing Address

Phone number

(605) 367-3336

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	878
AUM (Assets Under Management)	$ 884,530,390

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/15/2025	Cover Page	Report
10/07/2024	Cover Page	Report
01/24/2024	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conrad T. Adam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad Thomas Adam's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELGETHUN CAPITAL MANAGEMENT

HIRTLE, CALLAGHAN & CO., LLC

Primary Firm SEC Registration

ELGETHUN CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 3

Date: 7/22/2021

SIE

Date: 4/7/2021

Current Firm

ELGETHUN CAPITAL MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ELGETHUN CAPITAL MANAGEMENT

TRUST BUT VERIFY

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