Keith E. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Eugene Mitchell was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1981. Keith had worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2010 - March 16, 2017
BURCH & COMPANY, INC
January 19, 2004 - October 30, 2009
THE MOORINGS GROUP, LLC
September 15, 2000 - May 2, 2003
NATIONAL BANK OF CANADA FINANCIAL INC.
February 16, 1999 - September 1, 2000
ALLFIRST BROKERAGE CORPORATION
April 8, 1997 - December 4, 1997
ALLFIRST BROKERAGE CORPORATION
January 8, 1991 - November 18, 1996
DELAWARE DISTRIBUTORS, L.P.
March 16, 1989 - December 18, 1990
ENTERPRISE FUND DISTRIBUTORS, INC.
October 26, 1987 - May 4, 1989
FSC SECURITIES CORPORATION
July 30, 1984 - September 9, 1987
INVESCO CAPITAL MARKETS, INC.
July 22, 1983 - May 29, 1984
NUVEEN SECURITIES, LLC
September 30, 1981 - August 29, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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