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Ryan Lister
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
St. Charles, MO 63304
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CRD#: 7368739
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Professional summary
Ryan Lister is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in St. Charles, Missouri.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ryan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Knights of Columbus Insurance- Non investment related. Company is located at 1 Columbus Plaza in New Haven CT. It is a fraternal benefit society insurance company. We solicit member based insurance sales. I am a General Agent and supervise, train and recruit agents. I also manage the area servicing approximately 14,000 Knights of Columbus families in Eastern Missouri. I have been working with the Knights of Columbus Insurance as an agent since July of 2012. I work between approximately 200 hours a month on this other business. My day typically starts at 9am CT and ends at 9pm CT. So I work during the majority of the securities trading hours. As mentioned about I oversee the insurance sales in Eastern Missouri. I recruit, train and manage agents. In this role I also provide client service for these insurance products.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2021 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Office #1: 5055 Highway N Ste 215, St. Charles, MO 63304RIA
CRD#: 174129
St. Charles, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
Registered Investment Advisory firm - (1/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/1/2024)
IAR
Missouri(9/13/2021)
Current Firm
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
Registered Investment Advisory firm - (1/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Columbus Plaza, New Haven, CT 06510
Mailing Address
Phone number
(203) 752-4502
Established
Firm type
Fiscal year end
# of Employees
226
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
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Company Information
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129St. Charles, MO 63304TRUST BUT VERIFY
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