Thomas D. Lesniak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas David Lesniak SR, who also goes by Thomas D Lesniak Sr, Thomas David Lesniak, Tom Lesniak, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1992. Thomas had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2004 - December 31, 2006
LOGIQUOTE, INC.
March 17, 2003 - January 22, 2004
LPL FINANCIAL LLC
May 24, 2002 - January 22, 2004
LPL FINANCIAL LLC
May 12, 1999 - May 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 1996 - May 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1992 - November 21, 1994
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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