Benjamin H. Lott

SIMPLI-FI ALPHA LLC

DENTON, TX 76201

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CRD#: 7367983

Professional summary

Benjamin Hunter Lott, who also goes by Benjamin Hunter Lott, is a registered financial advisor currently at SIMPLI-FI ALPHA LLC located in Denton, Texas.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Benjamin has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Hunter Lott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hunter Lott is a part owner of SimpliFi-Legacy LLC. SimpliFI-Legacy LLC is the name and entity of what will eventually become the Lott Family Office for Hunter Lott and his family. SimpliFI-Legacy is not intended to be a public facing company and does not intend to ever have any clients. SimpliFi-Legacy LLC is for personal use only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Hunter Lott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

SIMPLI-FI ALPHA LLC

Office #1: 513 W Oak St Ste 105, Denton, TX 76201

RIA

CRD#: 331746

DENTON, TX

Past

October 21, 2021 - August 23, 2022

PFS INVESTMENTS INC.

RIA

CRD#: 10111

DALLAS, TX

Past

May 27, 2021 - August 23, 2022

PFS INVESTMENTS INC.

CRD#: 10111

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(5/28/2025)

IAR

Texas
(12/6/2024)

IAR

Washington
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/26/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/14/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 26

Date: 9/20/2021

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SIMPLI-FI ALPHA LLC

CRD#: 331746 / SEC#:

Idaho

Registered Investment Advisory firm - (5/28/2025 Approved)

Texas

Registered Investment Advisory firm - (12/6/2024 Approved)

Washington

Registered Investment Advisory firm - (1/9/2025 Approved)

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Contact information

Main Address

513 W Oak St Ste 105, Denton, TX 76201

Mailing Address

Phone number

(940) 373-0151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin H. Lott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Hunter Lott's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLI-FI ALPHA LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2021

Series 63

Date: 6/4/2021

Series 6TO

Date: 5/26/2021

SIE

Date: 4/14/2021

Series 26

Date: 9/20/2021

Current Firm

SIMPLI-FI ALPHA LLC

Contact information

Documents

Red Flags

Company Information

SIMPLI-FI ALPHA LLC

TRUST BUT VERIFY

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