John A. Bohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Arthur Bohn was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2006 - January 31, 2006
NETWORK PLANNING ADVISORS, L.L.C.
January 23, 2006 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
March 29, 2005 - September 28, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 23, 2001 - January 23, 2006
NETWORK PLANNING ADVISORS, L.L.C.
August 22, 1984 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
September 21, 1981 - February 29, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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