Jon D. Mouton
CAP PARTNERS | Financial Advisor
Franklin, TN 37067
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CRD#: 7367788
Professional summary
Jon Deven Mouton is a registered financial advisor currently at CAP PARTNERS, LLC located in Franklin, Tennessee.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
What are your service offerings?
Cash Flow Management Strategie...
Tax Planning Strategies
Wealth Preservation Strategies
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Activities; Vitally Fit LLC; Helping people achieve a life of better health and fitness.; Voluntarily assisting my spouse (owner/founder) with general business activities.; Lafayette, LA 70503; Not Investment Related; August 2020; 1-9 hours per month; 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Deven Mouton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2024 - Present
CAP PARTNERS, LLC
Office #1: 109 International Drive Suite 210, Franklin, TN 37067RIA
CRD#: 144779
Franklin, TN
Past
January 5, 2022 - November 6, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAFAYETTE, LA
Past
August 2, 2021 - November 6, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CAP PARTNERS, LLC
CAP PARTNERS, LLC
CRD#: 144779 / SEC#: 801-121600
RIA
Registered Investment Advisory firm - (6/25/2021 Approved)Tennessee
Registered Investment Advisory firm - (7/23/2021 Terminated)Texas
Registered Investment Advisory firm - (7/14/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/26/2024)
IAR
Tennessee(11/26/2024)
IAR
Texas(3/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CP
CAP PARTNERS, LLC
CAP PARTNERS, LLC
CRD#: 144779 / SEC#: 801-121600
RIA
Registered Investment Advisory firm - (6/25/2021 Approved)Tennessee
Registered Investment Advisory firm - (7/23/2021 Terminated)Texas
Registered Investment Advisory firm - (7/14/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
109 International Drive Suite 210, Franklin, TN 37067
Mailing Address
Phone number
(615) 807-2030
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,281 |
| AUM (Assets Under Management) | $ 220,229,192 |
Red Flags
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Company Information
CAP PARTNERS, LLC
Financial AdvisorCRD#: 144779Franklin, TN 37067TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
