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David Stephen Tysinger Jr.

CRD# 7367612·Registered 2022 - 2024
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Stephen Tysinger Jr., who also goes by David Stephen Tysinger Jr, David Stephen Tysinger, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2022 - 2024. David had worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Stephen Tysinger Jr, David Stephen Tysinger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
November 2, 2022 - July 8, 2024
TRANSAMERICA INVESTORS SECURITIES, LLC·CRD# 32205
BD
Denver, CO
February 24, 2022 - September 27, 2022

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Current Firm

TC
TRANSAMERICA CAPITAL, LLC

ENDEAVOR GROUP | TRANSAMERICA CAPITAL, LLC | TRANSAMERICA CAPITAL, INC.

CRD#: 8217 / SEC#: 8-24829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1801 California St. Suite 5200, Denver, CO 80202

Mailing Address

1801 California St. Suite 5200, Denver, CO 80202

Phone Number

(720) 482-1500

Established

Iowa since 12/31/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AUSA HOLDING, LLCPARENT—
ACKERMAN, TIMOTHY LEONDIRECTOR; PRESIDENT, ASSET MANAGEMENT DISTRIBUTION2311523
BEITZEL, BRIANDIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER6183770
CRESSMAN, JONATHAN SCOTTPRESIDENT, ANNUITY DISTRIBUTION2837287
HALLORAN, MARK FRANCISDIRECTOR1128889
HELLERMAN, DOUGLASCHIEF COMPLIANCE OFFICER4696681

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2022About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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