Anna G. Yoder

CETERA INVESTMENT ADVISERS LLC

JOHNSTOWN, PA 15901

Some features on this profile are disabled

CRD#: 7367471

Professional summary

Anna Grace Yoder, who also goes by Anna Grace Tomb, Anna Tomb, Annie Tomb, Anna Yoder, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Johnstown, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Johnstown, Pennsylvania.

Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Anna has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anna Grace Tomb | Anna Tomb | Annie Tomb | Anna Yoder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CARPENTER FINANCIAL SERVICES POSITION: Administrative Assistant NATURE: Avantax is Carpenter Financial Services broker-dealer. I am employed by Carpenter Financial Services. CFS provides comprehensive wealth management services that include retirement planning, investment management, insurance planning, estate and legacy planning, education planning, and income tax preparation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/04/2021 ADDRESS: 237 Johns Street, Suite 3, Johnstown PA 15901, United States DESCRIPTION: I process client forms, prepare for client appointments, manage client files, schedule client meetings, and support the lead advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Grace Yoder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 237 Johns Street Suite 3, Johnstown, PA 15901

RIA

CRD#: 105644

JOHNSTOWN, PA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 237 Johns Street Ste 3, Johnstown, PA 15901

CRD#: 13572

JOHNSTOWN, PA

Past

January 13, 2025 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Johnstown, PA

Past

January 13, 2023 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

JOHNSTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(9/5/2025)

IAR

Pennsylvania
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/5/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Christopher Hall

LPL FINANCIAL LLC

IAR

San Antonio, TX

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anna G. Yoder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Grace Yoder's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2024

Series 63

Date: 3/8/2024

Series 7TO

Date: 1/13/2023

SIE

Date: 8/5/2022

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors