AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DR

Donato A. Rosales

ROSALES WEALTH GROUP
SHELTON, CT 06484
Some features on this profile are disabled
CRD#: 7367439
DR

Professional summary

Donato Antonio Rosales, who also goes by Donato Rosales, is a registered financial advisor currently at ROSALES WEALTH GROUP LLC located in Shelton, Connecticut.

Donato is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Donato has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Donato Rosales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donato Antonio Rosales's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2026 - Present

ROSALES WEALTH GROUP LLC

Office #1: 100 Beard Sawmill Road Suite 345, Shelton, CT 06484
RIA
CRD#: 339652
SHELTON, CT
Past

November 14, 2024 - November 28, 2025

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
SHELTON, CT
Past

November 14, 2024 - November 28, 2025

LPL ENTERPRISE, LLC

BD
CRD#: 8733
SHELTON, CT
Past

October 8, 2021 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Glastonbury, CT
Past

June 16, 2021 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Glastonbury, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(2/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/30/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/16/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2021
Securities Industry Essentials Examination

Current Firm

RW
ROSALES WEALTH GROUP LLC
ROSALES WEALTH GROUP LLC

CRD#: 339652 / SEC#:

Connecticut
Registered Investment Advisory firm - (2/10/2026 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
146 Bayview Cir, Watertown, CT 06795
Mailing Address
Phone number
(203) 206-7844
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSALES WEALTH GROUP LLC

CRD#: 339652Shelton, CT 06484

TRUST BUT VERIFY

Monitor Donato Rosales

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DH
Donald HenryAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
Danbury, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.