Daliana L. Vazquez
Professional summary
Daliana L Vazquez, who also goes by Daliana Vazquez, Daliana L Vazquez-rodriguez, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Winter Springs, Florida.
Daliana is registered as a RR (Registered Representative) and started their career in finance in 2022. Daliana has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daliana L Vazquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2025 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1500 Town Plaza Court, Winter Springs, FL 32708July 20, 2022 - December 5, 2024
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2025)
(2/18/2025)
Exams
Series 6TO
Date: 7/20/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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