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William Jay Amwake

CRD# 736691·Registered 1981 - 1991
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Jay Amwake, who also goes by Bill Amwake, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1981 - 1991. William had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Amwake

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

HIBBARD BROWN & CO., INC.·CRD# 18246
BD
June 1, 1988 - May 30, 1991
F.N. WOLF & CO., INC.·CRD# 13051
BD
October 9, 1987 - June 9, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
September 21, 1981 - October 9, 1987

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Current Firm

HB
HIBBARD BROWN & CO., INC.

HIBBARD BROWN & CO., INC.

CRD#: 18246 / SEC#: 8-36318
BD
Revoked by SEC on 12/13/1995

Contact Information

Established

Delaware since 07/01/1986

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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