Taylor B. Ayres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taylor Brandon Ayres, who also goes by Taylor Brandon Ayres, Taylor Ayres, was a registered financial professional .
Taylor is a previously registered financial professional and started their career in finance in 2022. Taylor had worked at 9 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2026 - April 7, 2026
CETERA INVESTMENT ADVISERS LLC
August 12, 2024 - April 7, 2026
CETERA WEALTH SERVICES, LLC
August 12, 2024 - April 7, 2026
CETERA INVESTMENT SERVICES LLC
August 12, 2024 - April 7, 2026
CETERA FINANCIAL SPECIALISTS LLC
August 12, 2024 - April 7, 2026
CETERA ADVISORS LLC
March 27, 2023 - April 7, 2026
AVANTAX PLANNING PARTNERS, INC.
March 13, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
October 27, 2022 - February 21, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2022 - February 21, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 2022 - September 28, 2022
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/9/2022
General Securities Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
