Lon E. Pishny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lon E Pishny was a registered financial professional .
Lon is a previously registered financial professional and started their career in finance in 1981. Lon had worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 1998 - December 31, 2018
PISHNY FINANCIAL SERVICES, L.C.
October 28, 1997 - December 31, 2019
CETERA ADVISORS LLC
January 10, 1994 - December 31, 2019
CETERA ADVISORS LLC
February 21, 1992 - November 30, 1993
AEGON USA SECURITIES INC.
June 22, 1989 - February 27, 1990
NEW ENGLAND SECURITIES
March 19, 1985 - February 27, 1990
NEW ENGLAND SECURITIES
September 11, 1981 - December 15, 1988
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
PISHNY FINANCIAL SERVICES, L.C.
CRD#: 118089 / SEC#:
Contact information
Red Flags
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