MS
Mark B. Schwendeman
VALMARK ADVISERS
MARIETTA, OH 45750
Some features on this profile are disabled
CRD#: 736583
MS
Professional summary
Mark Born Schwendeman is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Marietta, Ohio and VALMARK SECURITIES, INC. located in Marietta, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Mark has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LARMARK LLC, MARIETTA, OH/USA-GENERAL MANAGER AND 1/2 OWNER; LARMARK OWNS THE BUILDING THAT HOUSES THE SCHWENDEMAN AGENCY,INC.; Rental income is generated./// 2. INDEPENDENT FULL SERVICE INSURANCE AGENCY, INCLUDING PROPERTY AND CASUALTY, GROUP AND INDIVIDUAL HEALTH INSURANCE AND AM ALSO 50% SHAREHOULDER OF SCHWENDEMAN AGENCY, INC./// 3. Mid-Ohio Valley, i.e. low cost natural gas, water for manufacturing and transportation, and proximity to 50% of the North American market. Volunteers and staff of the Shale Crescent will be calling on the top 200 energy users in the world to locate their businesses in the Mid-Ohio Valley. The officers and board of Shale Crescent USA, Inc. will all be volunteers. The business has one employee and one contract (1099) employee. The business is a 501(c-4) entity. I serve as Chairman of the Board. Contributions to finance operations will be directed to the Marietta Community Foundation. Not investment related. 11-20 hours per month. No compensation will be paid./// TRUSTEE, SCHWENDEMAN AGENCY, INC., 401(K) PROFIT SHARING PLAN/// 4. VALLEY CONSOLIDATED INS. AGENCY, 50% OWNER, VP/// 5. HRO, LLC, 50% OWNER HUMAN RESOURCES OUTSOURCING COMPANY/// 6. PRESIDENT/OWNER OF MARKBORN MANAGEMENT CO., INC. PROVIDES SEMINAR AND MARKETING FOR THE SCHWENDEMAN AGENCY, INC. RECEIVE FEES PAID BY SCHWENDEMAN AGENCY, INC./// 7. PROACTIVE HEALTH SOLUTIONS, LLC (PHS, LLC); WELLNESS MGT COMPANY FOR EMPLOYERS TO ENGAGE SERVICES FOR POPULATION HEALTH MGT; COMPLIMENT SCHWENDEMAN AGY, IN. EMPLOYER BENEFITS BOOK OF BUSINESS. I AM 50% OWNER OF SCHWENDEMAN AGENCY, INC.; MEMBER; MANAGEMENT AND OVERSIGHT; NOT INVESTMENT RELATED./// 8. MARIETTA COUNTRY CLUB; FINANCE COMMITTEE MEMBER; STARTED 11/2013; REVIEWS THE FINANCES OF THE CLUB AND HELPS CREATE THE BUDGET; NOT INVESTMENT RELATED; NO CLIENT CONTACT; NO COMPENSATION./// 9.MARIETTA COUNTRY CLUB, INC., 705 PIKE STREET MARIETTA OH 45750, GOLF COUNTRY CLUB,BOARD OF DIRECTORS-PRESIDENT,ONE OF 9 BOARD MEMBERS WHO WILL OVERSEE CLUB OPERATIONS AND MAKE POLICY DECISIONS. NON INVESTMENT RELATED.START DATE 1/1/17.HAS A FINANCIAL INTEREST IN THE COMPANY; A FAMILY EQUITY MEMBERSHIP.1-5 HOURS A MONTH.NO COMPENSATION WILL BE PAID TO ME./// 10. Marathon Health, LLC, Direct Pay Primary Care Clinic for health services, The health insurance dept of Schwendeman Agency, Inc, of which I am 50% owner, is having discussions with employer clients about starting clinics with e Marathon Health, 6-10 hours per month, may earn commission.///
CRS (Client Relationship Summary) - RIA
Click below to view Mark Born Schwendeman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2009 - Present
VALMARK ADVISERS, INC.
Office #1: 109 Putnam Street, Marietta, OH 45750RIA
CRD#: 108050
MARIETTA, OH
Current
April 1, 2009 - Present
VALMARK SECURITIES, INC.
Office #1: 109 Putnam Street, Marietta, OH 45750Office #2: 2100 Dudley Avenue, Parkersburg, WV 26101BD
CRD#: 31243
Marietta, OH
Past
January 19, 2006 - April 6, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MARIETTA, OH
Past
October 6, 2004 - April 6, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
MARIETTA, OH
Past
October 29, 1998 - October 14, 2004
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
February 2, 1998 - October 28, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
April 27, 1988 - December 31, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
March 26, 1986 - May 5, 1988
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Past
September 14, 1981 - April 15, 1986
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Past
September 14, 1981 - April 17, 1986
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/3/2017)
RR
Colorado(2/21/2020)
RR
Florida(1/2/2014)
RR
Kentucky(1/4/2016)
RR
Maryland(8/11/2020)
RR
Missouri(5/3/2017)
RR
Nevada(3/16/2011)
RR
North Carolina(7/14/2009)
RR
Ohio(4/1/2009)
IAR
Ohio(12/18/2009)
RR
Pennsylvania(1/3/2011)
RR
South Carolina(1/12/2017)
IAR
South Carolina(1/23/2017)
RR
Texas(1/3/2011)
IAR
Texas(1/7/2011)
RR
Virginia(3/20/2020)
RR
West Virginia(4/1/2009)
IAR
West Virginia(1/7/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
