Timothy N. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Nick Kaufman, who also goes by Tim Kaufman, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1981. Timothy had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 53, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2008 - May 7, 2008
WILLIAM C. BURNSIDE & COMPANY, INC.
October 7, 2005 - February 8, 2006
MML INVESTORS SERVICES, LLC
October 4, 2005 - February 8, 2006
MML INVESTORS SERVICES, LLC
August 19, 2004 - June 28, 2005
MORRIS GROUP, INC.
September 17, 2003 - December 1, 2003
EQUITABLE ADVISORS, LLC
October 24, 1994 - December 31, 2002
MEMPHIS CAPITAL
January 20, 1992 - December 31, 1993
MORRIS GROUP, INC.
June 30, 1989 - November 15, 1990
TITAN/VALUE EQUITIES GROUP, INC.
December 17, 1985 - July 27, 1989
KAUFMAN INVESTMENTS CORPORATION
March 25, 1985 - October 3, 1985
FIRST REPUBLIC SECURITIES, INC.
September 1, 1981 - July 13, 1983
KAUFMAN ENERGY DEVELOPMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM C. BURNSIDE & COMPANY, INC.
CRD#: 6400 / SEC#: , 8-21242
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
