Eric Z. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Zane Howard, who also goes by Rick Zane Howard, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1981. Eric had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2009 - March 21, 2017
D.H. HILL SECURITIES, LLLP
October 29, 1998 - November 11, 2002
SII INVESTMENTS, INC.
February 11, 1996 - October 28, 1998
VOYA FINANCIAL ADVISORS, INC.
September 9, 1991 - October 16, 1991
OSAIC WEALTH, INC.
August 29, 1981 - December 21, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 29, 1981 - December 21, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
