JW
Jack G. Welchlin
GRADIENT SECURITIES
Minneapolis, MN 55416
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CRD#: 7364903
JW
Professional summary
Jack Garrett Welchlin is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Minneapolis, Minnesota.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Core Income Advisors, LLC DBA Core Variable Wholesaling; Investment related; 5940 Golden Hills Drive, Golden Valley, MN 55416; Insurance FMO; Marketer; Start 4/2023; 160 hours per month, 140 hours during trading hours; Work with financial advisors to provide assistance on various annuity products. I also work directly with the carriers to help with processing of these new annuity contracts.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Garrett Welchlin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jack Garrett Welchlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2023 - Present
GRADIENT SECURITIES, LLC
Office #1: 5940 Golden Hills Drive, Minneapolis, MN 55416RIA
BD
CRD#: 127701
Minneapolis, MN
Current
July 20, 2023 - Present
GRADIENT SECURITIES, LLC
Office #1: 5940 Golden Hills Drive, Minneapolis, MN 55416RIA
BD
CRD#: 127701
Minneapolis, MN
Past
November 18, 2021 - April 4, 2023
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
St. Paul, MN
Past
August 6, 2021 - April 4, 2023
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(7/20/2023)
IAR
Minnesota(7/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/6/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
