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JD

Joseph Divver

MONEYLION SECURITIES LLC
New York, NY 10011
Some features on this profile are disabled
CRD#: 7364485
JD

Professional summary

Joseph Divver is a registered financial professional currently at MONEYLION SECURITIES LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2022. Joseph has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Divver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2022 - Present

MONEYLION SECURITIES LLC

Office #1: 249-245 W 17th St Floor 4, New York, NY 10011
BD
CRD#: 298395
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/10/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/26/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MONEYLION SECURITIES LLC
MONEYLION SECURITIES LLC | MONEYLION SECURITIES, LLC

CRD#: 298395 / SEC#: , 8-70198

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
249-245 W 17th St Floor 4, New York, NY 10011
Mailing Address
249-245 W 17th St Floor 4, New York, NY 10011
Phone number
(212) 300-9865
Established
Delaware since 07/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MONEYLION TECHNOLOGIES INC.MEMBER
FISHLER, GARYCHIEF FINANCIAL OFFICER AND FINOP PRINCIPAL7013512
STEVENSON, JON CAMPBELLMANAGING DIRECTOR & CCO4999680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONEYLION SECURITIES LLC

CRD#: 298395New York, NY 10011

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