JT
John B. Taylor
TUCKER ASSET MANAGEMENT LLC
Sandy, UT
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CRD#: 736403
JT
Professional summary
John Blake Taylor, CFP®, who also goes by J Blake Taylor, is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Sandy, Utah.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 10 firms and has passed the Series 63, Series 7, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Blake Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) HERITAGE FINANCIAL PLACE, INC: YES INVESTMENT RELATED; 3940 E ALPINE VALLEY CIR, SANDY, UT 84092; INSURANCE SALES; PRESIDENT & CEO; START DATE 12/1997; APPROX 160 HRS/MO; APPROX 160 HRS/MO DURING TRADING; INSURANCE SALES AND SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view John Blake Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 21, 2021 - Present
TUCKER ASSET MANAGEMENT LLC
RIA
CRD#: 174844
Sandy, UT
Past
August 7, 2020 - January 4, 2022
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
SANDY, UT
Past
October 23, 2014 - August 3, 2020
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Midvale, UT
Past
July 31, 2014 - October 13, 2014
KALOS MANAGEMENT
RIA
CRD#: 133025
SANDY, UT
Past
August 14, 2007 - August 27, 2012
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SANDY, UT
Past
July 2, 2004 - August 15, 2007
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
SANDY, UT
Past
September 19, 1996 - July 1, 2004
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SANDY, UT
Past
February 2, 1987 - July 1, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
October 24, 1985 - February 12, 1987
LPL FINANCIAL LLC
BD
CRD#: 6413
Past
March 27, 1984 - November 5, 1985
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
August 21, 1981 - March 27, 1984
S.N.I. SECURITIES, INC.
BD
CRD#: 10090
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120
Mailing Address
Phone number
(303) 734-1234
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
