Alan J. Elisofon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Joseph Elisofon, who also goes by Alan Joseph Eilsofon, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1981. Alan had worked at 7 firms and has passed the Series 55, Series 5 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 1994 - December 2, 2005
FOREST FULCRUM FUND L.P.
May 10, 1990 - January 28, 1994
J.P. MORGAN SECURITIES LLC
September 7, 1989 - May 14, 1990
WALSH, GREENWOOD & CO.
May 24, 1988 - June 2, 1989
GRUNTAL & CO., L.L.C.
May 14, 1988 - July 22, 1988
LEHMAN BROTHERS INC.
September 12, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
November 9, 1984 - June 27, 1985
NEUBERGER BERMAN BD LLC
June 8, 1981 - November 13, 1984
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/17/1999
Limited Representative-Equity Trader ExamSeries 5
Date: 10/29/1981
Interest Rate Options ExaminationSeries 000
Date: 1/12/1968
General Securities Principal ExaminationCurrent Firm
FOREST FULCRUM FUND L.P.
CRD#: 31133 / SEC#: , 8-45369
Contact information
Documents
Red Flags
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