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Gabriel Andrew Arcuri

CRD# 736312·Registered 1981 - 1987
Previously Registered: Being a previously registered professional could mean that Gabriel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabriel Andrew Arcuri was a registered financial advisor. Gabriel was a previously registered financial professional and started their career in finance 1981 - 1987. Gabriel had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

D.S. COOPER & CO.·CRD# 8234
BD
June 14, 1985 - May 2, 1987
BRODIS SECURITIES INCORPORATED·CRD# 1135
BD
February 25, 1985 - June 24, 1985
VANTAGE SECURITIES OF COLORADO, INC.·CRD# 8622
BD
April 21, 1983 - December 6, 1984
FITTIN, CUNNINGHAM & LAUZON, INC.·CRD# 6866
BD
January 11, 1983 - April 18, 1983
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
June 25, 1981 - July 7, 1983

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Current Firm

DC
D.S. COOPER & CO.

D. S. COOPER & CO. | D.S. COOPER & CO. | D.C. SECURITIES INC.

CRD#: 8234 / SEC#: 8-26338
BD
Terminated by SEC on 10/16/1994

Contact Information

Established

New York since 02/09/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1981About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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