Brent J. Lekvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Jonathan Lekvin was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1981. Brent had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2010 - January 30, 2025
SAGE FINANCIAL ADVICE, LLC
May 23, 1989 - March 15, 1990
WINTRUST INVESTMENTS LLC
July 2, 1981 - May 10, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAGE FINANCIAL ADVICE, LLC
CRD#: 151942 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 39,000,000 |
Red Flags
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