William Herbert Graham Iii
Professional Summary
William Herbert Graham III, who also goes by William Herbert Graham III, is a registered financial advisor currently at APTUS CAPITAL ADVISORS, LLC located in Fairhope, Alabama. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. William has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Herbert Graham Iii
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
APTUS CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP, LLC | GUARDIAN WEALTH PARTNERS, LLC | BLUE LINE INVESTING, LLC
Contact Information
Main Address
314 Magnolia Avenue Suite 200, Fairhope, AL 36532Mailing Address
Po Box 1174, Fairhope, AL 36533Phone Number
(251) 517-7198# of Employees
40SEC notice filing (47 States and Territories)
Registered to provide investment advisory services in 47 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
12,707AUM (Assets Under Management)
$14,141,557,319Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
APTUS CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP, LLC | GUARDIAN WEALTH PARTNERS, LLC | BLUE LINE INVESTING, LLC
State Registrations and Notice Filings
(4/18/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view William Herbert Graham III's CRS (Customer Relationship Summary).
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