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Larry B. Schweiger

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CRD#: 736288
LS

Professional summary

Larry Bryan Schweiger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Larry is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Larry had worked at 6 firms, which includes ARGENTUS SECURITIES LLC, KESTRA INVESTMENT SERVICES LLC, SECURITIES AMERICA INC., MARK ROSS & CO. INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Larry B Schweiger | Laurence Bryan Schweiger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 23, 2004 - February 17, 2005

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

September 12, 2003 - July 6, 2004

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

June 30, 1999 - August 14, 2003

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
PLANTATION, FL
Past

June 30, 1999 - August 14, 2003

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

July 31, 1992 - July 1, 1999

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

May 11, 1992 - August 10, 1992

MARK ROSS & CO., INC.

BD
CRD#: 22337
NEW YORK, NY
Past

July 9, 1981 - May 29, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

July 9, 1981 - May 29, 1992

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/7/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/7/1981
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/14/1992
General Securities Principal Examination

Current Firm

AS
ARGENTUS SECURITIES, LLC
ARGENTUS SECURITIES, LLC | SUMMITALLIANCE SECURITIES, L.L.C. | SIG SECURITIES, L.L.C. | CHURCHILL SECURITIES L.C.

CRD#: 45915 / SEC#: , 8-51230

BD
Terminated by SEC on 04/29/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 07/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARGENTUS PARTNERS, LLCOWNER
GILL, DOUGLAS WAYNEPRESIDENT2129646
SCHLANGEN, ROBERT PHILIPINTERIM CHIEF COMPLIANCE OFFICER2939848

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

ARGENTUS SECURITIES, LLC

CRD#: 45915

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