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Larry Bryan Schweiger

CRD# 736288·Registered 1981 - 2005
Barred: Larry Bryan Schweiger was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Larry Bryan Schweiger, who also goes by Larry B Schweiger, Laurence Bryan Schweiger, was a registered financial advisor. Larry was a previously registered financial advisor and started their career in finance 1981 - 2005. Larry had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry B Schweiger, Laurence Bryan Schweiger

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
July 23, 2004 - February 17, 2005
ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
September 12, 2003 - July 6, 2004
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Plantation, FL
June 30, 1999 - August 14, 2003
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
June 30, 1999 - August 14, 2003
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
July 31, 1992 - July 1, 1999
MARK ROSS & CO., INC.·CRD# 22337
BD
New York, NY
May 11, 1992 - August 10, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
July 9, 1981 - May 29, 1992
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
July 9, 1981 - May 29, 1992

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Current Firm

AS
ARGENTUS SECURITIES, LLC

ARGENTUS SECURITIES, LLC | SUMMITALLIANCE SECURITIES, L.L.C. | SIG SECURITIES, L.L.C. | CHURCHILL SECURITIES L.C.

CRD#: 45915 / SEC#: 8-51230
BD
Terminated by SEC on 04/29/2014

Contact Information

Established

Texas since 07/20/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ARGENTUS PARTNERS, LLCOWNER—
GILL, DOUGLAS WAYNEPRESIDENT2129646
SCHLANGEN, ROBERT PHILIPINTERIM CHIEF COMPLIANCE OFFICER2939848

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1981About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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