Franklin S. Bracey
Professional summary
Franklin S Bracey, who also goes by Franklin Scott Bracey, Scott Bracey, is a registered financial advisor currently at CW ADVISORS, LLC located in Richmond, Virginia.
Franklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Franklin has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Franklin S Bracey's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2026 - Present
CW ADVISORS, LLC
Office #1: 1806 Summit Ave 100, Richmond, VA 23230February 14, 2022 - November 17, 2022
MORGAN STANLEY
January 17, 2022 - November 17, 2022
MORGAN STANLEY
June 30, 2021 - November 15, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/5/2026)
Exams
Series 7TO
Date: 1/21/2022
General Securities Representative ExaminationSeries 6TO
Date: 6/30/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,836 |
| AUM (Assets Under Management) | $ 9,301,984,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 07/02/2024 | ||
| 09/20/2023 |
Red Flags
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