JF
James A. Fisher
VOYA FINANCIAL ADVISORS
Windsor, CT 06095
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CRD#: 7362239
JF
Professional summary
James Austin Fisher is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut.
James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: BNI Address: 635 New Park Ave, West Hartford, CT, 06110, United States Activity Type: Other Position/Title: Officer - Vice President Investment Related: No Start Date: 03/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am being offered the position of VP for a BNI group that is currently forming and training. I would be responsible for running the membership counsel, networking events, and running meetings. May 1 2024 to present, THE BURLINGTON LAND TRUST, BURLINGTON, CT . The mission of the Burlington Land Trust is to acquire, preserve and protect land of scenic, natural, or historic value in perpetuity for the benefit of present and future generations. This is 100% volunteer and there is no compensation. The role requires approximately 4/5 hours per month. July 2024 to present Lion Club, President. Burlington, CT No time is spent during Market hours. 501.C4 and has a 501.C3 foundation. There is no compensation.
CRS (Client Relationship Summary) - BD
Click below to view James Austin Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way B1s, Windsor, CT 06095RIA
BD
CRD#: 2882
Windsor, CT
Past
November 6, 2023 - August 15, 2024
BARRON FINANCIAL GROUP, LLP
RIA
CRD#: 140504
TORRINGTON, CT
Past
September 7, 2021 - November 13, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Glastonbury, CT
Past
September 2, 2021 - November 13, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Glastonbury, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/10/2025)
RR
Massachusetts(10/10/2025)
RR
Rhode Island(10/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
