James C. Bokmuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Carl Bokmuller, who also goes by Jim Bokmuller, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1981. James had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2014 - November 8, 2017
MICHIGAN ADVISORS, INC
October 16, 2014 - November 8, 2017
BROADSTONE SECURITIES
July 29, 2011 - October 16, 2014
REALTA INVESTMENT ADVISORS, INC
June 16, 2011 - July 21, 2011
THE COASTAL ADVISORY GROUP, LLC
October 29, 2010 - April 19, 2011
Q3 ASSET MANAGEMENT CORPORATION
May 23, 2007 - October 15, 2014
REALTA EQUITIES, INC.
May 16, 1997 - May 25, 2007
MUTUAL SERVICE CORPORATION
August 17, 1990 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 28, 1981 - June 26, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 28, 1981 - June 26, 1990
SIGNATOR INVESTORS, INC.
August 28, 1981 - August 3, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MICHIGAN ADVISORS, INC
CRD#: 124064 / SEC#: 801-69004
Contact information
Red Flags
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