Gregory D. Weinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Dana Weinstein was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1981. Gregory had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1993 - September 27, 1994
BROOKSTREET SECURITIES CORPORATION
April 27, 1992 - December 17, 1992
PAULSON INVESTMENT COMPANY LLC
November 15, 1990 - May 11, 1992
TAMARON INVESTMENTS, INC.
September 26, 1990 - November 20, 1990
BRENNAN ROSS SECURITIES, INC.
March 20, 1990 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
March 29, 1989 - February 21, 1990
ADAMS SECURITIES, INC.
November 18, 1988 - March 1, 1989
ALLIED CAPITAL GROUP, INC.
January 29, 1988 - November 14, 1988
GREENTREE SECURITIES CORP.
November 6, 1986 - January 26, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
February 21, 1986 - September 24, 1986
THE STUART-JAMES COMPANY, INCORPORATED
November 28, 1984 - December 6, 1985
GENERAL AMERICAN SECURITIES, INC.
March 24, 1983 - September 18, 1984
WALL STREET WEST, INC.
August 17, 1981 - January 4, 1983
TRANSNATIONAL SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
