Peter L. Conroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Laurence Conroy was a registered financial advisor .
Peter is a previously registered financial advisor and started their career in finance in 1981. Peter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2007 - July 16, 2015
J.P. TURNER & COMPANY, L.L.C.
December 10, 2004 - November 15, 2006
AGGRESSOR FUND ADVISERS, INC.
January 2, 2003 - December 31, 2006
GVC CAPITAL LLC
April 26, 2002 - January 2, 2003
SANDS BROTHERS & CO., LTD.
January 5, 1999 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
February 27, 1984 - December 10, 1998
AMERICAN FRONTEER FINANCIAL CORPORATION
August 17, 1981 - December 28, 1983
B. J. LEONARD AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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