EN
Eric Neuwirth
THE PINNACLE FINANCIAL GROUP
NAPLES, FL 34120
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CRD#: 736175
EN
Professional summary
Eric Neuwirth, CFP® is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Naples, Florida and LPL FINANCIAL LLC located in Naples, Florida.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Eric has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/2019 - DBA for LPL Business (entity for LPL business) - The Pinnacle Financial Group - 100% - INVESTMENT RELATED - ROCKVILLE CENTRE, NY 11570 2. 09/16/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/22/2021 - 5 Hours Per Month/1 Hour During Securities Trading. 3. 09/26/2023 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/06/2023 - 160 Hours Per Month/ 7 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Eric Neuwirth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 8, 2025 - Present
THE PINNACLE FINANCIAL GROUP
Office #1: 11864 Gardenia Avenue, Naples, FL 34120RIA
CRD#: 164395
NAPLES, FL
Current
May 23, 2019 - Present
LPL FINANCIAL LLC
Office #2: 9 S. Long Beach Rd., Rockville Centre, NY 11570RIA
BD
CRD#: 6413
NAPLES, FL
Past
May 23, 2019 - August 9, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
MELVILLE, NY
Past
August 15, 2008 - June 4, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
HAUPPAUGE, NY
Past
August 15, 2008 - June 4, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
HAUPPAUGE, NY
Past
January 1, 2008 - August 20, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HUNTINGTON, NY
Past
April 16, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
HUNTINGTON, NY
Past
October 1, 2001 - April 19, 2004
NORTH RIDGE SECURITIES CORP.
BD
CRD#: 27098
MELVILLE, NY
Past
October 7, 1999 - October 9, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 14, 1981 - September 27, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
June 22, 1981 - October 30, 1981
MOORE & SCHLEY, CAMERON & CO.
BD
CRD#: 6917
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/12/2020)
RR
California(5/23/2019)
RR
Colorado(5/23/2019)
RR
Connecticut(7/30/2021)
RR
Delaware(5/28/2019)
RR
Florida(5/23/2019)
IAR
Florida(10/8/2025)
RR
New Jersey(5/23/2019)
RR
New York(5/23/2019)
RR
North Carolina(7/9/2019)
RR
Ohio(5/23/2019)
RR
Pennsylvania(5/23/2019)
RR
South Carolina(5/23/2019)
RR
Texas(5/23/2019)
RR
Virginia(5/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
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Contact information
Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,538 |
| AUM (Assets Under Management) | $ 1,184,198,113 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
