Brian H. Prosser

FAMILY LEGACY PLANNING

BENTONVILLE, AR 72712

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CRD#: 7361635

Professional summary

Brian Hurley Prosser, who also goes by Brian Prosser, is a registered financial advisor currently at FAMILY LEGACY PLANNING located in Bentonville, Arkansas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Prosser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT - 7/2021 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 50% OF TIME IS SPENT ON INSURANCE BUSINESS. 1003 SE 14TH ST., SUITE 15, BENTONVILLE, AR 72712.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hurley Prosser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2023 - Present

FAMILY LEGACY PLANNING

Office #1: 1003 Se 14th St. Ste 15, Bentonville, AR 72712

RIA

CRD#: 294277

BENTONVILLE, AR

Past

September 3, 2021 - December 4, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Colorado Springs, CO

Past

July 14, 2021 - December 4, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Colorado Springs, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY LEGACY PLANNING

F.W. MILLER FINANCIAL | FLP WEALTH MANAGEMENT, LLC | FAMILY LEGACY PLANNING

CRD#: 294277 / SEC#: 801-130790

RIA

Registered Investment Advisory firm - (7/29/2024 Approved)

Arkansas

Registered Investment Advisory firm - (9/19/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(12/14/2023)

IAR

Texas
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/15/2021

Securities Industry Essentials Examination

Current Firm

FAMILY LEGACY PLANNING

F.W. MILLER FINANCIAL | FLP WEALTH MANAGEMENT, LLC | FAMILY LEGACY PLANNING

CRD#: 294277 / SEC#: 801-130790

RIA

Registered Investment Advisory firm - (7/29/2024 Approved)

Arkansas

Registered Investment Advisory firm - (9/19/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2024 Terminated)

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Contact information

Main Address

1003 Se 14th St. Ste 15, Bentonville, AR 72712

Mailing Address

Phone number

(479) 273-3040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAMILY LEGACY PLANNING FORM ADV PART 2A - FIRM BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	713
AUM (Assets Under Management)	$ 135,626,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian H. Prosser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Hurley Prosser's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY LEGACY PLANNING

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

FAMILY LEGACY PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2021

Series 7TO

Date: 7/14/2021

SIE

Date: 6/15/2021

Current Firm

FAMILY LEGACY PLANNING

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY LEGACY PLANNING

TRUST BUT VERIFY

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