Marcus A. Holzberg
HOLZBERG WEALTH MANAGEMENT
Corte Madera, CA
Some features on this profile are disabled
CRD#: 7361515
Professional summary
Marcus Andrew Holzberg, CFP® is a registered financial advisor currently at HOLZBERG WEALTH MANAGEMENT, INC. located in Corte Madera, California.
Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marcus has worked at 1 firm and has passed the Series 65 exam.
Biography
Marcus is a CERTIFIED FINANCIAL PLANNER™ at Holzberg Wealth Management. Before joining the firm, Marcus worked for the private equity and consulting firm AlphaSights in downtown San Francisco. From there, he moved to Manhattan, working in the entertainment industry for Sloss Eckhouse Dasti Haynes LawCo and Cinetic Media. During his time at the firms, he worked across both companies in various advisory capacities, including business and legal affairs, financing, corporate consulting, brand relations, and more.
Question & Answer
What are your service offerings?
Life Transitions
Retirement Planning
Investment Planning
Inheritance
Small Business Planning
Debt Management
Retirement Income Management
Employee and Employer Plan Ben...
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Social Security Planning
Education Planning
Tax Planning
Budgeting
Do you have an area of expertise or specialization?
Budget & Debt Management
Comprehensive Financial Planni...
Attending College
401(k)/403(b)/IRAs
Charitable & Planned Giving
Asset Allocation
Business Taxes
Career Change
Estate Planning
Investment Management
Employee Benefits
Irregular Income
Mutual Funds
Getting Married
Real Estate
Insurance
Retirement
Stocks & Bonds
Life Planning
Tangible Assets
Starting a Family
Sudden Wealth
Nontraditional Households
Personal Taxes
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Andrew Holzberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
May 28, 2021 - Present
HOLZBERG WEALTH MANAGEMENT, INC.
RIA
CRD#: 166712
Corte Madera, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/28/2021)
Current Firm
HW
HOLZBERG WEALTH MANAGEMENT, INC.
HOLZBERG WEALTH MANAGEMENT | HOLZBERG, HARRIS S | HOLZBERG, HARRIS | HOLZBERG WEALTH MANAGEMENT, INC.
CRD#: 166712 / SEC#:
California
Registered Investment Advisory firm - (4/12/2013 Approved)Texas
Registered Investment Advisory firm - (11/13/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Corte Madera, CA
Mailing Address
Phone number
(415) 891-4046
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 53,933,214 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/17/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOLZBERG WEALTH MANAGEMENT, INC.
CRD#: 166712Corte Madera, CATRUST BUT VERIFY
Monitor Marcus Holzberg
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
