Ernest Brady Sumner
Professional Summary
Ernest Brady Sumner is a registered financial advisor currently at EAGLE MERCHANT PARTNERS located in Atlanta, Georgia. Ernest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ernest has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
EAGLE MERCHANT PARTNERS | EMP MANAGEMENT LLC
Contact Information
Main Address
3060 Peachtree Rd, Nw. Suite 970, Atlanta, GA 30305Phone Number
(404) 974-2480# of Employees
22SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
17AUM (Assets Under Management)
$840,645,118Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 1/7/2019 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EAGLE MERCHANT PARTNERS | EMP MANAGEMENT LLC
State Registrations and Notice Filings
(6/4/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ernest Brady Sumner's CRS (Customer Relationship Summary).
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