Brian Douglas Lenart
Professional Summary
Brian Douglas Lenart is a registered financial advisor currently at ANDES CAPITAL GROUP, LLC located in Chicago, Illinois and ANSLEY SECURITIES LLC located in Bloomfield Hills, Michigan. Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 47 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 52TO, Series 62, Series 57TO, SIE, Series 3, Series 55, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Years of Experience
45 years in the financial services industry
Current & Past Employments
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Current Firm
ALDWYCH SECURITIES LLC
Contact Information
Main Address
208 Harbor Drive Suite 204, Stamford, CT 06902Mailing Address
208 Harbor Drive Suite 204, Stamford, CT 06902Phone Number
(212) 319-2501Established
New York since 01/17/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
4Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
(2/11/2011)
(2/11/2011)
(1/24/2011)
(1/26/2011)
(1/21/2011)
(1/26/2011)
(1/24/2011)
(1/21/2011)
(1/21/2011)
(1/21/2011)
(1/21/2011)
(1/4/2011)
(1/21/2011)
(1/21/2011)
(1/21/2011)
(2/17/2011)
(1/21/2011)
(1/25/2011)
(1/20/2011)
(1/25/2011)
(2/22/2011)
(1/24/2011)
(2/15/2011)
(1/24/2011)
(1/21/2011)
(1/25/2011)
(2/11/2011)
(6/2/2011)
(2/15/2011)
(1/21/2011)
(1/21/2011)
(1/20/2011)
(1/25/2011)
(1/24/2011)
(2/14/2011)
(1/20/2011)
(1/21/2011)
(1/21/2011)
(1/21/2011)
(1/21/2011)
(1/21/2011)
(8/16/2016)
(2/15/2011)
(1/24/2011)
(2/24/2011)
(1/20/2011)
(1/21/2011)
(1/31/2011)
(1/24/2011)
(1/21/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2000SRO Registrations
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Douglas Lenart's CRS (Customer Relationship Summary).
Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
UBS FINANCIAL SERVICES INC.
WILLIAM BLAIR
RISE INVESTMENT MANAGEMENT, LLC
