Cole P. Thomas

STONEBRIDGE FINANCIAL PLANNING GROUP

Orlando, FL 32801

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CRD#: 7361015

Professional summary

Cole Presley Thomas, who also goes by Cole Thomas, is a registered financial advisor currently at STONEBRIDGE FINANCIAL PLANNING GROUP, LLC located in Orlando, Florida and COMMONWEALTH FINANCIAL NETWORK located in Orlando, Florida.

Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Cole has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cole Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IAR of RIA offering financial planning and asset management services. 100% of time spent during securities trading hours. Conducted at branch location, investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Presley Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2024 - Present

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

Office #1: 203 Hillcrest Street, Orlando, FL 32801

RIA

CRD#: 154616

Orlando, FL

Current

July 25, 2022 - Present

COMMONWEALTH FINANCIAL NETWORK

Office #1: 203 Hillcrest Street, Orlando, FL 32801

RIA

CRD#: 8032

Orlando, FL

Past

March 16, 2023 - March 8, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

STONEBRIDGE FINANCIAL PLANNING GROUP LLC | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616 / SEC#: 801-113696

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Florida

Registered Investment Advisory firm - (8/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/15/2023)

IAR

Florida
(3/4/2024)

Texas
(1/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/23/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/26/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

STONEBRIDGE FINANCIAL PLANNING GROUP LLC | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616 / SEC#: 801-113696

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Florida

Registered Investment Advisory firm - (8/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/8/2018 Terminated)

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Contact information

Main Address

203 Hillcrest Street, Orlando, FL 32801

Mailing Address

Phone number

(407) 695-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	662
AUM (Assets Under Management)	$ 281,005,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole P. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Presley Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2023

Series 7TO

Date: 7/23/2022

SIE

Date: 2/26/2022

FINRA

Current Firm

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

TRUST BUT VERIFY

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