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ND

Neil G. Dantas

EDGEMONT CAPITAL PARTNERS, L.P.
New York, NY 10019
Some features on this profile are disabled
CRD#: 7360930
ND

Professional summary

Neil George Dantas is a registered financial professional currently at EDGEMONT CAPITAL PARTNERS, L.P. located in New York, New York.

Neil is registered as a RR (Registered Representative) and started their career in finance in 2021. Neil has worked at 4 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Neil George Dantas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

EDGEMONT CAPITAL PARTNERS, L.P.

Office #1: 787 7th Avenue 49th Floor, New York, NY, 10019
BD
CRD#: 122572
New York, NY
Past

October 31, 2022 - December 5, 2025

TD SECURITIES (USA) LLC

BD
CRD#: 18476
NEW YORK, NY
Past

January 19, 2022 - September 1, 2022

CANACCORD GENUITY LLC

BD
CRD#: 1020
New York, NY
Past

November 22, 2021 - January 10, 2022

SAWAYA PARTNERS SECURITIES, LLC

BD
CRD#: 148860
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/31/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/22/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/19/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EDGEMONT CAPITAL PARTNERS, L.P.
EDGEMONT CAPITAL PARTNERS, L.P.

CRD#: 122572 / SEC#: , 8-65521

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
787 7th Avenue 49th Floor, New York, NY, 10019
Mailing Address
787 7th Avenue 49th Floor, New York, NY, 10019
Phone number
(212) 867-8935
Established
Delaware since 12/20/2001
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUME, DAVID KEITHLIMITED PARTNER / CEO1705458
SWEARINGEN, JEFFREY BROWNLIMITED PARTNER, POO4588895
GOLDENBERG, YEVGENIYOWNER5150400
EDGEMONT CAPITAL HOLDINGS, LLCGEN. PARTNER
IVAN, JOHN MICHAELCCO1292150
WAY, GEORGE MICHAELFINOP, PFO4609124

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDGEMONT CAPITAL PARTNERS, L.P.

CRD#: 122572New York, NY 10019

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