Sharon C. Khan

DEDORA CAPITAL

Napa, CA 94559

Some features on this profile are disabled

CRD#: 7360814

Professional summary

Sharon Christine Khan, who also goes by Sharon Khan, Sharon Wirth, is a registered financial advisor currently at DEDORA CAPITAL, INC. located in Napa, California.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sharon has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sharon Khan | Sharon Wirth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Christine Khan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2022 - Present

DEDORA CAPITAL, INC.

Office #1: 1600 Main Street, Napa, CA 94559

RIA

CRD#: 177523

Napa, CA

Past

April 26, 2021 - July 1, 2022

MONTGOMERY TAYLOR WEALTH MANAGEMENT

RIA

CRD#: 121987

SANTA ROSA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEDORA CAPITAL, INC.

CARNEROS CAPITAL MANAGEMENT | DEDORA CAPITAL, INC.

CRD#: 177523 / SEC#: 801-96227

RIA

Registered Investment Advisory firm - (5/22/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2021

Uniform Investment Adviser Law Examination

Current Firm

DEDORA CAPITAL, INC.

CARNEROS CAPITAL MANAGEMENT | DEDORA CAPITAL, INC.

CRD#: 177523 / SEC#: 801-96227

RIA

Registered Investment Advisory firm - (5/22/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1600 Main Street, Napa, CA 94559

Mailing Address

Phone number

(707) 253-0681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,291
AUM (Assets Under Management)	$ 487,051,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicole Amore

PARALLEL ADVISORS, LLC

IAR

WOOD DALE, IL

Kimberly Howard

KJH FINANCIAL SERVICES

IAR

Needham, MA

Benjamin Conteh

BARGELD FINANCIAL

IAR

Media, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sharon C. Khan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Christine Khan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEDORA CAPITAL, INC.

MONTGOMERY TAYLOR WEALTH MANAGEMENT

Primary Firm SEC Registration

DEDORA CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2021

Current Firm

DEDORA CAPITAL, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEDORA CAPITAL, INC.

TRUST BUT VERIFY

Similar Advisors